SEC Form 4 · accession 0001209191-16-106603
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda Y.C. Lim
Director
Period of report
Mar 5, 2016
Accepted (ET)
Mar 7, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 5, 2016 | M | 4,536 | $0.00 | A | 36,140 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Mar 5, 2016 | M | 4,536 | D | — | — | Common Stock | 4,536 | 0 | D |
Explanation of responses
- F1Acquired pursuant to the vesting of Restricted Stock Units ("RSUs"), with no exercise price, granted on March 5, 2015.
- F2By the Linda Yuen-Ching Gosling Trust U/A DTD 06-06-1994 (the "Trust"). The reporting person is the trustee of the Trust and disclaims beneficial ownership of the securities held by the Trust, except to the extent of her pecuniary benefit therein.
- F3Each RSU represents a contingent right to receive one share of MFLX common stock or the cash equivalent based on the date of vesting.
- F4RSUs vested on March 5, 2016.