SEC Form 4 · accession 0001209191-16-091512
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lei Jin
Officer — EVP & MD China Operations
Period of report
Jan 13, 2016
Accepted (ET)
Jan 14, 2016 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2016 | M | 11,399 | $0.00 | A | 71,637 | D | |
| Common Stock | Jan 13, 2016 | F | 5,424 | $12.86 | D | 66,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jan 13, 2016 | M | 11,399 | D | — | — | Common Stock | 11,399 | 0 | D |
Explanation of responses
- F1Acquired pursuant to the vesting of restricted stock units ("RSU"), with no exercise price, granted on October 22, 2014.
- F2Each RSU represents a contingent right to receive one share of MFLX common stock or the cash equivalent based on the date of vesting.
- F3RSUs vested on January 13, 2016. RSUs vested upon the attainment of a specific objective tied to the increase in the stock price of the Company with a measurement period of October 21, 2014 through December 31, 2015.