SEC Form 4 · accession 0001209191-15-082100
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Lee
Officer — EVP Business Development
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2015 | M | 12,799 | $19.65 | A | 35,893 | D | |
| Common StockF1 | Nov 23, 2015 | F | 11,948 | $22.81 | D | 23,945 | D | |
| Common Stock | Nov 23, 2015 | M | 23,808 | $17.90 | A | 47,753 | D | |
| Common StockF1 | Nov 23, 2015 | F | 21,349 | $22.81 | D | 26,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $19.65 | Nov 23, 2015 | M | 12,799 | D | Nov 15, 2014 | Nov 14, 2021 | Common Stock | 12,799 | 0 | D |
| Stock Appreciation Right | $17.90 | Nov 23, 2015 | M | 23,808 | D | Nov 15, 2015 | Nov 13, 2022 | Common Stock | 23,808 | 0 | D |
Explanation of responses
- F1This amount represents both the amount of shares withheld to cover taxes and the amount of shares withheld to cover the conversion price of the SAR.