SEC Form 4 · accession 0001209191-15-080338
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Besnard
Officer — EVP, GC & Secretary
Period of report
Nov 15, 2015
Accepted (ET)
Nov 16, 2015 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2015 | M | 3,280 | $0.00 | A | 36,888 | D | |
| Common Stock | Nov 15, 2015 | F | 1,698 | $21.15 | D | 35,190 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Nov 15, 2015 | M | 3,280 | D | — | — | Common Stock | 3,280 | 3,281 | D |
Explanation of responses
- F1Acquired pursuant to the vesting of restricted stock units ("RSU"), with no exercise price, granted on November 11, 2013.
- F2Each RSU represents a contingent right to receive one share of MFLX common stock or the cash equivalent based on the date of vesting.
- F3RSUs vested on November 15, 2015.