SEC Form 4 · accession 0001209191-15-072798
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Lee
Officer — EVP Business Development
Period of report
Sep 30, 2015
Accepted (ET)
Oct 1, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2015 | M | 7,936 | $0.00 | A | 25,159 | D | |
| Common Stock | Sep 30, 2015 | F | 4,123 | $16.70 | D | 21,036 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Sep 30, 2015 | M | 7,936 | D | — | — | Common Stock | 7,936 | 0 | D |
Explanation of responses
- F1Acquired pursuant to the vesting of performance-based restricted stock units ("RSUs"), with no exercise price, granted on December 18, 2012, which converted to time-based RSUs pursuant to the Change of Control reported by the Issuer on Form 8-K on May 30, 2013.
- F2Each RSU represents a contingent right to receive one share of MFLX common stock or the cash equivalent based on the date of vesting.
- F3RSUs vested on September 30, 2015.