SEC Form 4 · accession 0001209191-15-042851
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Lee
Officer — EVP Business Development
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 4,646 | $10.76 | A | 28,531 | D | |
| Common StockF1 | May 13, 2015 | F | 3,435 | $23.49 | D | 25,096 | D | |
| Common Stock | May 13, 2015 | M | 3,937 | $12.70 | A | 29,033 | D | |
| Common StockF1 | May 13, 2015 | F | 3,067 | $23.49 | D | 25,966 | D | |
| Common StockF2 | May 13, 2015 | S | 6,662 | $24.192 | D | 19,304 | D | |
| Common StockF3 | May 14, 2015 | S | 2,081 | $24.307 | D | 17,223 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $10.76 | May 13, 2015 | M | 4,646 | D | Dec 5, 2011 | Dec 5, 2018 | Common Stock | 4,646 | 0 | D |
| Stock Appreciation Right | $12.70 | May 13, 2015 | M | 3,937 | D | Dec 5, 2011 | Mar 5, 2019 | Common Stock | 3,937 | 0 | D |
Explanation of responses
- F1This amount represents both the amount of shares withheld to cover taxes and the amount of shares withheld to cover the conversion price of the SAR.
- F2This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $24.182 to $24.21. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $24.26 to $24.36. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.