SEC Form 4 · accession 0001209191-15-024104
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Besnard
Officer — EVP, GC & Secretary
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 3,485 | $10.76 | A | 32,664 | D | |
| Common StockF1 | Mar 5, 2015 | F | 2,694 | $19.94 | D | 29,970 | D | |
| Common Stock | Mar 5, 2015 | M | 2,952 | $12.70 | A | 32,922 | D | |
| Common StockF1 | Mar 5, 2015 | F | 2,424 | $19.94 | D | 30,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $10.76 | Mar 5, 2015 | M | 3,485 | D | Dec 5, 2011 | Dec 5, 2018 | Common Stock | 3,485 | 0 | D |
| Stock Appreciation Right | $12.70 | Mar 5, 2015 | M | 2,952 | D | Dec 5, 2011 | Mar 5, 2019 | Common Stock | 2,952 | 0 | D |
Explanation of responses
- F1This amount represents both the amount of shares withheld to cover taxes and the amount of shares withheld to cover the conversion price of the SAR.