SEC Form 4 · accession 0001209191-15-023101
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M McCluney
Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 5, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2015 | M | 6,186 | $0.00 | A | 11,908 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Mar 4, 2015 | M | 6,186 | D | — | — | Common Stock | 6,186 | 0 | D |
| Restricted Stock UnitF2,F4 | — | Mar 5, 2015 | A | 4,536 | A | — | — | Common Stock | 4,536 | 4,536 | D |
Explanation of responses
- F1Acquired pursuant to the vesting of restricted stock units ("RSUs"), with no exercise price, granted on March 20, 2014.
- F2Each RSU represents a contingent right to receive one share of MFLX common stock or the cash equivalent based on the date of vesting.
- F3RSUs vested on March 4, 2015.
- F4One hundred percent of the units vest on March 5, 2016, provided that such units shall vest in full prior to the next regular annual meeting of the Company's stockholders if such meeting occurs prior to March 5, 2016. Vested shares will be delivered to the reporting person upon vesting, subject to certain exceptions.