SEC Form 4 · accession 0001209191-15-021838
MULTI FINELINE ELECTRONIX INC · MFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Liguori
Officer — EVP & CFO
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 5,808 | $10.76 | A | 53,234 | D | |
| Common StockF1 | Feb 27, 2015 | F | 4,616 | $18.63 | D | 48,618 | D | |
| Common Stock | Feb 27, 2015 | M | 4,921 | $12.70 | A | 53,539 | D | |
| Common StockF1 | Feb 27, 2015 | F | 4,167 | $18.63 | D | 49,372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $10.76 | Feb 27, 2015 | M | 5,808 | D | Dec 5, 2011 | Dec 5, 2018 | Common Stock | 5,808 | 0 | D |
| Stock Appreciation Right | $12.70 | Feb 27, 2015 | M | 4,921 | D | Dec 5, 2011 | Mar 5, 2019 | Common Stock | 4,921 | 0 | D |
Explanation of responses
- F1This amount represents both (a) the conversion of the SARs to Common Stock using the conversion price and the fair market value on the date of the conversion and (b) the amount of shares of Common Stock withheld to cover taxes.