SEC Form 4 · accession 0001493152-18-010315

PRESSURE BIOSCIENCES INC · PBIO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 18, 2018

Accepted (ET)

Jul 20, 2018 · 5:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000830656

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option^F5,F1	$3.40	Jul 18, 2018	A	2,833	A	Aug 18, 2018	Jul 18, 2028	Common Stock	2,833	2,833	D
Non-Qualified Stock Option^F2,F3	$15.00	Jul 18, 2018	D	1,250	D	—	Feb 9, 2023	Common Stock	1,250	0	D
Non-Qualified Stock Option^F2,F3	$3.40	Jul 18, 2018	A	1,250	A	—	Jul 18, 2028	Common Stock	1,250	1,250	D
Non-Qualified Stock Option^F2,F4	$9.00	Jul 18, 2018	D	3,334	D	—	Sep 25, 2024	Common Stock	3,334	0	D
Non-Qualified Stock Option^F2,F4	$3.40	Jul 18, 2018	A	3,334	A	—	Jul 18, 2028	Common Stock	3,334	3,334	D
Non-Qualified Stock Option^F2,F5	$12.00	Jul 18, 2018	D	2,767	D	—	Jan 1, 2026	Common Stock	2,767	0	D
Non-Qualified Stock Option^F2,F5	$3.40	Jul 18, 2018	A	2,767	A	—	Jul 18, 2028	Common Stock	2,767	2,767	D
Non-Qualified Stock Option^F2,F5	$8.40	Jul 18, 2018	D	2,834	D	—	Mar 17, 2027	Common Stock	2,834	0	D
Non-Qualified Stock Option^F2,F5	$3.40	Jul 18, 2018	A	2,834	A	—	Jul 18, 2028	Common Stock	2,834	5,601	D

F1Non-qualified options vest 1/12th per month for 12 months, effective on the day of grant.
F2The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the old stock option and the grant of a replacement stock option, which includes a new exercise price of $3.40 and a new expiration date of July 18, 2028.
F32005 Equity Incentive Pan.
F42013 Equity Incentive Pan.
F52015 Nonqualified Stock Option Plan.