SEC Form 4 · accession 0001144204-16-099785
SCI Engineered Materials, Inc. · SCIA.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Rooney
Officer — CHAIRMAN, CEO, AND PRESIDENT · Director
Period of report
May 9, 2016
Accepted (ET)
May 9, 2016 · 12:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830616
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, without par value | May 9, 2016 | M | 5,000 | $0.84 | A | 60,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option - Right to Buy | $0.84 | May 9, 2016 | M | 5,000 | D | Nov 7, 2015 | Nov 6, 2024 | Common stock, without par value | 5,000 | 244,561 | D |