SEC Form 4 · accession 0001182489-18-000368
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Chase
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common StockF5,F7,F1 | Sep 4, 2018 | S | 250 | $122.29 | D | 223,241 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common StockF5,F6,F1 | Sep 5, 2018 | S | 500 | $124.23 | D | 222,741 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common Stock | holding | — | — | — | 5,693 | D | ||
| Chase Corporation Common StockF2 | holding | — | — | — | 258,451 | I | Peter R. Chase 2016 Qualified Annuity Trust #2-ML | |
| Chase Corporation Common StockF3 | holding | — | — | — | 75,612 | I | Peter R. Chase 2018 Qualified Annuity Trust #2-ML | |
| Chase Corporation Common StockF4 | holding | — | — | — | 415,000 | I | Peter R. Chase 2018 Qualified Annuity Trust-RJ |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Peter R. Chase Insurance Trust.
- F2Reflects shares held by the Peter R. Chase 2016 Qualified Annuity Trust #2, a grantor retained annuity trust. ML
- F3Represents shares held by the Peter R. Chase 2018 Qualified Annuity Trust #2, a grantor retained annuity trust. ML
- F4Represents shares held by the Peter R. Chase 2018 Qualified Annuity Trust, a grantor retained annuity trust. RJ
- F5Represents shares sold pursuant to a trading plan that was adopted on February 13, 2018, complying with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- F6Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.05 to $124.30 for all transactions reported on this date utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F7Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.00 to $122.80 for all transactions reported on this date utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.