SEC Form 4 · accession 0001179110-18-010725
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Chase
Officer — President/CEO · Director
Period of report
Aug 20, 2018
Accepted (ET)
Aug 21, 2018 · 1:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common Stock | Aug 20, 2018 | S | 6,965 | $123.45 | D | 307,585 | D | |
| Chase Corporation Common Stock | Aug 20, 2018 | M | 15,532 | $16.00 | A | 323,117 | D | |
| Chase Corporation Common Stock | Aug 20, 2018 | F | 2,037 | $122.00 | D | 321,080 | D | |
| Chase Corporation Common Stock | Aug 20, 2018 | F | 5,999 | $122.00 | D | 315,081 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $16.00 | Aug 20, 2018 | M | 15,532 | D | Aug 31, 2013 | Aug 22, 2022 | Common Stock | 15,532 | 0 | D |
Explanation of responses
- F1The October 22, 2012 option grant vested in three annual installments in the amounts of 5177, 5177 and 5178 respectively, beginning on August 31, 2013. They all expire on August 22, 2022.