SEC Form 4 · accession 0001179110-18-009898
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Chase
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 24, 2018
Accepted (ET)
Jul 25, 2018 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common StockF5,F6,F1 | Jul 24, 2018 | S | 14 | $121.50 | D | 231,396 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common Stock | holding | — | — | — | 5,693 | D | ||
| Chase Corporation Common StockF2 | holding | — | — | — | 258,451 | I | Peter R. Chase 2016 Qualified Annuity Trust #2-ML | |
| Chase Corporation Common StockF3 | holding | — | — | — | 75,612 | I | Peter R. Chase 2018 Qualified Annuity Trust #2-ML | |
| Chase Corporation Common StockF4 | holding | — | — | — | 415,000 | I | Peter R. Chase 2018 Qualified Annuity Trust-RJ |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Peter R. Chase Insurance Trust.
- F2Reflects shares held by the Peter R. Chase 2016 Qualified Annuity Trust #2, a grantor retained annuity trust. ML
- F3Represents shares held by the Peter R. Chase 2018 Qualified Annuity Trust #2, a grantor retained annuity trust. ML
- F4Represents shares held by the Peter R. Chase 2018 Qualified Annuity Trust, a grantor retained annuity trust. RJ
- F5Represents shares sold pursuant to a trading plan that was adopted on February 13, 2018, complying with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- F6Represents all shares sold at this price.