SEC Form 4 · accession 0001179110-18-002274
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Chase
Officer — President/CEO · Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 16, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common Stock | Feb 16, 2018 | M | 15,105 | $12.70 | A | 314,081 | D | |
| Chase Corporation Common Stock | Feb 16, 2018 | M | 16,953 | $12.77 | A | 331,034 | D | |
| Chase Corporation Common Stock | Feb 16, 2018 | F | 3,807 | $107.20 | D | 327,227 | D | |
| Chase Corporation Common Stock | Feb 16, 2018 | F | 12,577 | $107.20 | D | 314,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy | $12.70 | Feb 16, 2018 | M | 15,105 | A | Aug 31, 2011 | Aug 31, 2020 | Common Stock | 15,105 | 0 | D |
| Options (Right to Buy) | $12.77 | Feb 16, 2018 | M | 16,953 | A | Aug 31, 2012 | Aug 31, 2021 | Common Stock | 16,953 | 0 | D |