SEC Form 4 · accession 0001179110-17-012106
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Chase
Officer — President/CEO · Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 6, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common StockF1 | Aug 31, 2017 | F | 5,518 | $93.50 | D | 290,181 | D | |
| Chase Corporation Common StockF2 | Sep 1, 2017 | A | 1,515 | $0.00 | A | 291,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F3 | $93.50 | Sep 1, 2017 | A | 4,591 | A | — | Sep 1, 2027 | Common Stock | 4,591 | 4,591 | D |
Explanation of responses
- F1This amount represents shares withheld to pay minimum statutory income taxes pursuant to the vesting of restricted stock previously reported. The restricted stock vested on August 31, 2017.
- F2Represents restricted stock vesting on August 31, 2020.
- F3The option vests in three equal annual installments beginning on August 31, 2018.