SEC Form 4 · accession 0001179110-17-005970
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Chase
Officer — President/CEO · Director
Period of report
Apr 12, 2017
Accepted (ET)
Apr 13, 2017 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common Stock | Apr 12, 2017 | M | 25,000 | $11.15 | A | 309,039 | D | |
| Chase Corporation Common Stock | Apr 12, 2017 | F | 2,846 | $97.95 | D | 306,193 | D | |
| Chase Corporation Common Stock | Apr 12, 2017 | F | 10,419 | $97.95 | D | 295,774 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $11.15 | Apr 12, 2017 | M | 12,500 | A | Aug 31, 2012 | Aug 31, 2019 | Common Stock | 12,500 | 0 | D |
| Options (Right to Buy) | $11.15 | Apr 12, 2017 | M | 12,500 | A | Aug 31, 2013 | Aug 31, 2019 | Common Stock | 12,500 | 0 | D |