SEC Form 4 · accession 0001179110-16-033205
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Chase
Officer — Executive Chairman · Director · 10% Owner
Period of report
Dec 16, 2016
Accepted (ET)
Dec 19, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common StockF4,F3,F1 | Dec 16, 2016 | S | 500 | $88.50 | D | 260,060 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common StockF4,F5,F1 | Dec 19, 2016 | S | 500 | $89.00 | D | 259,560 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common Stock | holding | — | — | — | 532,730 | D | ||
| Chase Corporation Common StockF2 | holding | — | — | — | 258,451 | I | Peter R. Chase 2016 Qualified Annuity Trust #2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Peter R. Chase Insurance Trust.
- F2Reflects shares held by the Peter R. Chase 2016 Qualified Annuity Trust #2
- F3All shares were sold on this date at $88.50.
- F4Reflects shares sold pursuant to a trading plan that was adopted on November 4, 2016 complying with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- F5All shares were sold on this date at $89.00.