SEC Form 4 · accession 0001179110-16-032022
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Chase
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common Stock | Nov 21, 2016 | S | 1,000 | $78.51 | D | 720,352 | D | |
| Chase Corporation Common Stock | Nov 21, 2016 | S | 1,000 | $78.46 | D | 719,352 | D | |
| Chase Corporation Common Stock | Nov 21, 2016 | S | 850 | $78.50 | D | 718,502 | D | |
| Chase Corporation Common Stock | Nov 21, 2016 | S | 800 | $78.30 | D | 717,702 | D | |
| Chase Corporation Common Stock | Nov 21, 2016 | S | 776 | $78.38 | D | 716,926 | D | |
| Chase Corporation Common Stock | Nov 21, 2016 | S | 750 | $79.04 | D | 716,176 | D | |
| Chase Corporation Common Stock | Nov 22, 2016 | S | 980 | $78.90 | D | 715,196 | D | |
| Chase Corporation Common Stock | Nov 22, 2016 | S | 1,100 | $79.30 | D | 714,096 | D | |
| Chase Corporation Common Stock | Nov 22, 2016 | S | 20 | $80.00 | D | 714,076 | D | |
| Chase Corporation Common Stock | Nov 22, 2016 | S | 1,100 | $79.74 | D | 712,976 | D | |
| Chase Corporation Common Stock | Nov 22, 2016 | S | 800 | $79.66 | D | 712,176 | D | |
| Chase Corporation Common Stock | Nov 22, 2016 | S | 824 | $79.37 | D | 711,352 | D | |
| Chase Corporation Common StockF2 | holding | — | — | — | 169,578 | I | Peter R. Chase 2014 Annuity Trust | |
| Chase Corporation Common StockF1 | holding | — | — | — | 177,011 | I | Peter R. Chase Insurance Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Peter R. Chase Insurance Trust.
- F2Reflects shares held by the Peter R. Chase 2014 qualified Annuity Trust, a grantor retained annuity trust.