SEC Form 4 · accession 0001179110-16-031939
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Chase
Officer — President/CEO · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common Stock | Nov 21, 2016 | M | 25,000 | $16.53 | A | 304,950 | D | |
| Chase Corporation Common Stock | Nov 21, 2016 | F | 5,298 | $78.00 | D | 299,652 | D | |
| Chase Corporation Common Stock | Nov 21, 2016 | F | 9,270 | $78.00 | D | 290,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $16.53 | Nov 21, 2016 | M | 25,000 | A | Jul 8, 2013 | Jul 8, 2018 | Common Stock | 25,000 | 0 | D |