SEC Form 4 · accession 0001179110-16-031672
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Chase
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 1:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common Stock | Nov 14, 2016 | S | 500 | $72.26 | D | 728,852 | D | |
| Chase Corporation Common Stock | Nov 14, 2016 | S | 1,214 | $72.34 | D | 727,638 | D | |
| Chase Corporation Common Stock | Nov 14, 2016 | S | 1,286 | $72.00 | D | 726,352 | D | |
| Chase Corporation Common Stock | Nov 15, 2016 | S | 1,000 | $74.05 | D | 725,352 | D | |
| Chase Corporation Common Stock | Nov 15, 2016 | S | 1,000 | $73.75 | D | 724,352 | D | |
| Chase Corporation Common Stock | Nov 15, 2016 | S | 750 | $73.65 | D | 723,602 | D | |
| Chase Corporation Common Stock | Nov 15, 2016 | S | 750 | $73.28 | D | 722,852 | D | |
| Chase Corporation Common Stock | Nov 15, 2016 | S | 750 | $72.69 | D | 722,102 | D | |
| Chase Corporation Common Stock | Nov 15, 2016 | S | 750 | $72.49 | D | 721,352 | D | |
| Chase Corporation Common StockF2 | holding | — | — | — | 169,578 | I | Peter R. Chase 2014 Annuity Trust | |
| Chase Corporation Common StockF1 | holding | — | — | — | 177,011 | I | Peter R. Chase Insurance Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Peter R. Chase Insurance Trust.
- F2Reflects shares held by the Peter R. Chase 2014 qualified Annuity Trust, a grantor retained annuity trust.