SEC Form 4 · accession 0001179110-16-031524
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Chase
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common Stock | Nov 11, 2016 | S | 1,300 | $73.00 | D | 730,052 | D | |
| Chase Corporation Common Stock | Nov 11, 2016 | S | 700 | $72.66 | D | 729,352 | D | |
| Chase Corporation Common StockF2 | holding | — | — | — | 169,578 | I | Peter R. Chase 2014 Annuity Trust | |
| Chase Corporation Common StockF1 | holding | — | — | — | 177,011 | I | Peter R. Chase Insurance Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Peter R. Chase Insurance Trust.
- F2Reflects shares held by the Peter R. Chase 2014 qualified Annuity Trust, a grantor retained annuity trust.