SEC Form 4/A · accession 0001179110-16-029685
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Adam Chase
Officer — President/CEO · Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 15, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common StockF1 | Sep 1, 2016 | A | 1,845 | $0.00 | A | 262,554 | D | |
| Chase Corporation Common StockF3 | Sep 1, 2016 | A | 7,768 | $0.00 | A | 270,322 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F2 | $64.37 | Sep 1, 2016 | A | 5,596 | A | — | Sep 1, 2026 | Common Stock | 5,596 | 5,596 | D |
| Options (Right to Buy) | $64.37 | Sep 1, 2016 | A | 23,563 | A | Aug 31, 2019 | Sep 1, 2026 | Common Stock | 23,563 | 23,563 | D |
Explanation of responses
- F1Represents restricted stock vesting on August 31, 2019.
- F2The option vests in three equal annual installments beginning on August 31, 2017.
- F3Represents restricted stock vesting on August 31, 2019.