SEC Form 4 · accession 0001179110-16-029137
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Chase
Officer — President/CEO · Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 11:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common Stock | Aug 29, 2016 | M | 25,000 | $16.53 | A | 282,327 | D | |
| Chase Corporation Common Stock | Aug 29, 2016 | F | 6,430 | $64.27 | D | 275,897 | D | |
| Chase Corporation Common Stock | Aug 29, 2016 | F | 8,737 | $64.27 | D | 267,160 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right To Buy) | $16.53 | Aug 29, 2016 | M | 25,000 | A | Jul 8, 2013 | Jul 8, 2018 | Common Stock | 50,000 | 25,000 | D |