SEC Form 4 · accession 0001179110-16-018388
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Chase
Officer — Executive Chairman · Director · 10% Owner
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common StockF3,F1 | Feb 2, 2016 | S | 307 | $48.01 | D | 183,964 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common StockF3,F1 | Feb 2, 2016 | S | 193 | $47.75 | D | 183,771 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common StockF3,F1 | Feb 3, 2016 | S | 500 | $49.06 | D | 183,271 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common Stock | holding | — | — | — | 702,404 | D | ||
| Chase Corporation Common StockF2 | holding | — | — | — | 169,578 | I | Peter R. Chase 2014 Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Peter R. Chase Insurance Trust.
- F2Reflects shares held by the Peter R. Chase 2014 qualified Annuity Trust, a grantor retained annuity trust.
- F3Reflects shares sold pursuant to a trading plan that was adopted on July 20, 2015 complying with rule 10b5-1 under the Securities Act of 1934, as amended.