SEC Form 4 · accession 0001179110-15-015447
CHASE CORP · CCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Chase
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common StockF4,F2 | Nov 23, 2015 | S | 500 | $43.44 | D | 170,382 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common StockF4,F2 | Nov 24, 2015 | S | 270 | $44.00 | D | 170,112 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common StockF4,F2 | Nov 24, 2015 | S | 230 | $43.49 | D | 169,882 | I | Peter R. Chase Insurance Trust |
| Chase Corporation Common Stock | holding | — | — | — | 767,853 | D | ||
| Chase Corporation Common StockF1 | holding | — | — | — | 73,980 | I | Peter R. Chase 2013 Annuity Trust | |
| Chase Corporation Common StockF3 | holding | — | — | — | 49,578 | I | Peter R. Chase 2014 Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Peter R. Chase 2013 qualified Annuity Trust, a grantor retained annuity trust.
- F2Represents shares held by the Peter R. Chase Insurance Trust.
- F3Reflects shares held by the Peter R. Chase 2014 qualified Annuity Trust, a grantor retained annuity trust.
- F4Reflects shares sold pursuant to a trading plan that was adopted on July 20, 2015 complying with rule 10b5-1 under the Securities Act of 1934, as amended.