SEC Form 4 · accession 0001010412-15-000081
Oakridge Global Energy Solutions, Inc. · OGES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Lee Arrowood
Officer — President
Period of report
Jun 1, 2015
Accepted (ET)
Jun 8, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830483
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | A | 500,000 | $0.451 | A | 1,200,000 | D | |
| Common StockF2 | Jun 3, 2015 | A | 2,500,000 | $0.25 | A | 3,700,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $0.451 | Dec 31, 2014 | A | 500,000 | A | Jun 1, 2015 | Jun 1, 2015 | Common Stock | 500,000 | 0 | D |
Explanation of responses
- F1These shares were issued pursuant to Section 16(b)(3) under our 2014 Equity Incentive Plan, and vested June 1, 2015.
- F2These shares were issued pursuant to Section 16(b)(3).
- F3These shares vested June 1, 2015.