SEC Form 4 · accession 0000830122-16-000164
PICO HOLDINGS INC /NEW · PICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Hart
Officer — President and CEO · Director
Period of report
Apr 14, 2016
Accepted (ET)
Apr 18, 2016 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000830122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2016 | A | 80 | $10.5962 | A | 312,789 | D | |
| Common Stock | holding | — | — | — | 37,340 | I | By 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.51 | holding | — | — | — | — | Jun 14, 2019 | Common Stock | 285,714 | 285,714 | D |
Explanation of responses
- F1The options vest in 36 equal monthly installments beginning on December 14th, 2014. The vested portion of the options may be exercised only after the 30-day average closing price of the common stock equals or exceeds 125% of the exercise price.