SEC Form 4 · accession 0001225208-17-007564
Inuvo, Inc. · INUV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles D Morgan
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829323
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | M | 15,790 | $0.00 | A | 1,974,963 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Mar 31, 2017 | M | 15,790 | D | Mar 31, 2017 | Mar 31, 2017 | Common Stock | 15,790 | 0 | D |
| Restricted Stock UnitF2 | — | Apr 1, 2017 | A | 23,256 | A | Mar 31, 2018 | Mar 31, 2018 | Common Stock | 23,256 | 23,256 | D |
Explanation of responses
- F1Mr. Morgan may be deemed to be the beneficial owner of 1,974,963 shares of Common Stock held by Tocqueville Asset Management L.P. on his behalf.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.