SEC Form 4 · accession 0001127602-19-004249
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek C Varma
Officer — evp, Public Affairs
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 73,242 | $38.915 | A | 140,882 | D | |
| Common StockF1 | Feb 1, 2019 | S | 73,242 | $68.36 | D | 67,640 | D | |
| Common Stock | holding | — | — | — | 93,171 | I | by family LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $38.915 | Feb 1, 2019 | M | 73,242 | D | — | Nov 17, 2024 | Common Stock | 73,242 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $68.12 to $68.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The option, representing the right to buy at total of 97,656 shares, became exercisable in three increments of 24,414 shares each on November 17, 2015, November 17, 2016 and November 17, 2017 and becomes exercisable in one increment of 24,414 shares on November 17, 2018.