SEC Form 4 · accession 0001127602-18-030601
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rosalind G Brewer
Officer — group president and coo · Director
Period of report
Sep 11, 2018
Accepted (ET)
Oct 18, 2018 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2018 | A | 76,489 | $0.00 | A | 83,791 | D | |
| Common StockF2 | Oct 16, 2018 | F | 10,197 | $57.81 | D | 73,594 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on October 16, 2017. The RSUs are scheduled to vest, subject to continued employment as follows: 25,497 shares on October 16, 2018, 25,496 shares on October 16, 2019 and 25,496 shares on October 16, 2020.
- F2Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.