SEC Form 4 · accession 0001127602-18-027516
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Myron E Ullman III
Director
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2018 | M | 15,000 | $4.32 | A | 29,000 | D | |
| Common StockF1 | Sep 11, 2018 | S | 15,000 | $55.0409 | D | 14,000 | D | |
| Common Stock | Sep 12, 2018 | M | 84,166 | $4.32 | A | 98,166 | D | |
| Common StockF2 | Sep 12, 2018 | S | 84,166 | $55.054 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $4.32 | Sep 11, 2018 | M | 15,000 | D | Nov 17, 2009 | Nov 17, 2018 | Common Stock | 15,000 | 84,166 | D |
| Non-qualified Stock Option (Right to Buy) | $4.32 | Sep 12, 2018 | M | 84,166 | D | Nov 17, 2009 | Nov 17, 2018 | Common Stock | 84,166 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $55.0300 to $55.0515. The price reported herein reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $54.980 to $55.141. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.