SEC Form 4 · accession 0001127602-18-026440
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javier G Teruel
Director
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2018 | M | 166,666 | $4.32 | A | 276,453 | D | |
| Common StockF2 | Aug 24, 2018 | S | 166,666 | $52.7041 | D | 109,787 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $4.32 | Aug 24, 2018 | M | 166,666 | D | Nov 17, 2009 | Nov 17, 2018 | Common Stock | 166,666 | 0 | D |
Explanation of responses
- F1Includes 53 deferred stock units acquired on December 1, 2017, 54 deferred stock units acquired on February 23, 2018, 54 deferred stock units acquired on May 25, 2018, and 71 deferred stock units acquired on August 24, 2018 representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 510 shares acquired on August 24, 2018 pursuant to a dividend reinvestment plan.
- F2This transaction was executed in multiple trades at prices ranging from $52.445 to $52.865. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Exercise price and number of option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.