SEC Form 4 · accession 0001127602-18-025722
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mellody L Hobson
Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2018 | M | 9,966 | $4.32 | A | 246,500 | D | |
| Common Stock | holding | — | — | — | 283,146 | I | By The GWL Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $4.32 | Aug 15, 2018 | M | 9,966 | D | Nov 17, 2009 | Nov 17, 2018 | Common Stock | 9,966 | 0 | D |
Explanation of responses
- F1Includes 89 deferred stock units acquired on December 1, 2017, 115 deferred stock units acquired on February 23, 2018, and 113 deferred stock units acquired on May 25, 2018, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
- F2Exercise price and number of shares/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.