SEC Form 4 · accession 0001127602-18-024885
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Myron E Ullman III
Director
Period of report
Aug 3, 2018
Accepted (ET)
Aug 7, 2018 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | M | 15,000 | $4.32 | A | 29,000 | D | |
| Common StockF1 | Aug 3, 2018 | S | 15,000 | $52.1301 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $4.32 | Aug 3, 2018 | M | 15,000 | D | Nov 17, 2009 | Nov 17, 2018 | Common Stock | 15,000 | 114,166 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $52.130 to $52.131. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.