SEC Form 4 · accession 0001127602-18-017964
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachel A Gonzalez
Officer — evp, general counsel & sec.
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | A | 37,076 | $0.00 | A | 37,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $56.64 | May 15, 2018 | A | 165,788 | A | — | May 15, 2028 | Common Stock | 165,788 | 165,788 | D |
Explanation of responses
- F1Represents Restricted Stock Units ("RSUs") granted on May 15, 2018 and vest in four equal increments of 9,269 shares each on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022.
- F2The option, representing the right to buy a total of 165,788 shares, becomes exercisable in four equal increments of 41,447 shares each on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022.