SEC Form 5 · accession 0001127602-17-032270
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard D Schultz
Officer — executive chairman · Director
Period of report
Oct 1, 2017
Accepted (ET)
Nov 15, 2017 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | G | 235,000 | $0.00 | D | 55,000 | I | by spouse |
| Common StockF1 | May 16, 2017 | G | 235,000 | $0.00 | A | 29,789,011 | D | |
| Common Stock | May 16, 2017 | G | 55,000 | $0.00 | D | 0 | I | by GRAT |
| Common Stock | May 16, 2017 | G | 55,000 | $0.00 | D | 0 | I | by spouse |
| Common Stock | holding | — | — | — | 2,000,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 2,000,000 | I | by spouse | |
| Common Stock | holding | — | — | — | 550,181 | I | by Family Owned LLC | |
| Common Stock | holding | — | — | — | 1,060,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 1,060,000 | I | by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 235,000 shares previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on May 16, 2017 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13.