SEC Form 4 · accession 0001127602-17-027274
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Myron E Ullman III
Director
Period of report
Sep 7, 2017
Accepted (ET)
Sep 11, 2017 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2017 | M | 22,966 | $11.435 | A | 36,966 | D | |
| Common StockF1 | Sep 7, 2017 | S | 22,966 | $53.4129 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $11.435 | Sep 7, 2017 | M | 22,966 | D | Nov 19, 2008 | Nov 19, 2017 | Common Stock | 22,966 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $53.400 to $53.465. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2The option, representing the right to buy a total of 62,966 shares, became exercisable in one increment on November 19, 2008.