SEC Form 4 · accession 0001127602-17-023913
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucy Lee Helm
Officer — evp, gen. counsel & secretary
Period of report
Jul 17, 2017
Accepted (ET)
Jul 19, 2017 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 16, 2016 | G | 9,754 | $0.00 | D | 147,723 | D | |
| Common StockF2 | Jul 17, 2017 | F | 10,286 | $58.33 | D | 137,791 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 84 shares purchased on December 30, 2016, 124 shares purchased on March 31, 2017 and 146 shares purchased on June 30, 2017, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
- F2Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted tock units; not an open market transaction.