SEC Form 4 · accession 0001127602-17-004132
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Bradley
Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2017 | M | 2,966 | $11.435 | A | 52,582 | D | |
| Common Stock | Feb 2, 2017 | M | 37,400 | $11.03 | A | 89,982 | D | |
| Common Stock | Feb 2, 2017 | M | 35,084 | $15.3925 | A | 125,066 | D | |
| Common Stock | Feb 2, 2017 | M | 21,774 | $21.82 | A | 146,840 | D | |
| Common Stock | Feb 2, 2017 | M | 7,236 | $24.87 | A | 154,076 | D | |
| Common Stock | Feb 2, 2017 | M | 8,886 | $40.495 | A | 162,962 | D | |
| Common StockF2 | Feb 2, 2017 | S | 113,346 | $54.2299 | D | 49,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $40.495 | Feb 2, 2017 | M | 8,886 | D | Nov 11, 2014 | Nov 11, 2023 | Common Stock | 8,886 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $24.87 | Feb 2, 2017 | M | 7,236 | D | Nov 19, 2013 | Nov 19, 2022 | Common Stock | 7,236 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F5 | $21.82 | Feb 2, 2017 | M | 21,774 | D | Nov 14, 2012 | Nov 14, 2021 | Common Stock | 21,774 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F6 | $15.3925 | Feb 2, 2017 | M | 35,084 | D | Nov 15, 2011 | Nov 15, 2020 | Common Stock | 35,084 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F7 | $11.03 | Feb 2, 2017 | M | 37,400 | D | Nov 16, 2010 | Nov 16, 2019 | Common Stock | 37,400 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F8 | $11.435 | Feb 2, 2017 | M | 2,966 | D | Nov 19, 2008 | Nov 19, 2017 | Common Stock | 2,966 | 0 | D |
Explanation of responses
- F1Includes 124 shares acquired on December 2, 2016, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
- F2This transaction was executed in multiple trades at prices ranging from $53.975 to $54.385. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The option, representing the right to buy a total of 8,886 shares, became exercisable in one increment on November 11, 2014.
- F4The option, representing the right to buy a total of 7,236 shares, became exercisable in one increment on November 19, 2013.
- F5The option, representing the right to buy a total of 21,774 shares, became exercisable in one increment on November 14, 2012.
- F6The option, representing the right to buy a total of 35,084 shares, became exercisable in one increment on November 15, 2011.
- F7The option, representing the right to buy a total of 37,400 shares, became exercisable in one increment on November 16, 2010.
- F8The option, representing the right to buy a total of 62,966 shares, became exercisable in one increment on November 19, 2008.