SEC Form 4 · accession 0001127602-16-070320
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucy Lee Helm
Officer — evp, gen. counsel & secretary
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 29,244 | $26.27 | A | 186,721 | D | |
| Common StockF1 | Dec 14, 2016 | S | 29,244 | $58.7241 | D | 157,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $26.27 | Dec 14, 2016 | M | 29,244 | D | — | Jun 15, 2022 | Common Stock | 29,244 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $58.72 to $58.755. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The option, representing a right to purchase a total of 39,244 shares, became exercisable in two increments of 9,812 shares each on June 15, 2013 and June 15, 2014, in two increments of 9,810 shares each on June 15, 2015 and June 15, 2016.