SEC Form 4 · accession 0001127602-16-068371
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucy Lee Helm
Officer — evp, gen. counsel & secretary
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $56.10 | Nov 21, 2016 | A | 93,817 | A | — | Nov 21, 2026 | Common Stock | 93,817 | 93,817 | D |
Explanation of responses
- F1The option, representing the right to buy a total of 93,817 shares, becomes exercisable in one increment of 23,455 shares on November 21, 2017 and three increments of 23,454 shares each on November 21, 2018, November 21, 2019 and November 21, 2020.