SEC Form 4 · accession 0001127602-16-068361
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard D Schultz
Officer — chairman and ceo · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $56.10 | Nov 21, 2016 | A | 609,813 | A | — | Nov 21, 2026 | Common Stock | 609,813 | 609,813 | D |
Explanation of responses
- F1The option, representing the right to buy a total of 609,813 shares, becomes exercisable in one increment of 152,454 shares on November 21, 2017 and three increments of 152,453 shares each on November 21, 2018, November 21, 2019 and November 21, 2020.