SEC Form 4 · accession 0001127602-16-067670
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javier G Teruel
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | M | 32,654 | $18.375 | A | 142,744 | D | |
| Common StockF2 | Nov 15, 2016 | S | 32,654 | $54.3821 | D | 110,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3,F4 | $18.375 | Nov 15, 2016 | M | 32,654 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 32,654 | 0 | D |
Explanation of responses
- F1Includes 50 deferred stock units acquired on November 27, 2015, 56 deferred stock units acquired on February 19, 2016, 58 deferred stock units acquired on May 20, 2016 and 59 deferred stock units acquired on August 19, 2016, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.
- F2This transaction was executed in multiple trades at prices ranging from $54.36 to $54.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.
- F4The option, representing the right to buy a total of 32,654 shares, became exercisable in one increment on November 20, 2007.