SEC Form 4 · accession 0001127602-16-067660
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard D Schultz
Officer — chairman and ceo · Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | A | 270,589 | $0.00 | A | 27,720,768 | D | |
| Common Stock | holding | — | — | — | 290,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 290,000 | I | by spouse | |
| Common Stock | holding | — | — | — | 2,000,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 2,000,000 | I | by spouse | |
| Common Stock | holding | — | — | — | 550,181 | I | by Family Owned LLC | |
| Common Stock | holding | — | — | — | 2,000,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 2,000,000 | I | by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 17, 2014. The RSUs are scheduled to vest, subject to continued employment, as follows; 135,295 shares on November 17, 2016 and 135,294 shares on November 17, 2017.