SEC Form 4 · accession 0001127602-16-067658
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Harlan Maw
Officer — evp, chief financial officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | F | 2,421 | $54.59 | D | 39,491 | D | |
| Common StockF2 | Nov 15, 2016 | A | 51,494 | $0.00 | A | 90,985 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
- F2Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 17, 2014. The RSUs are scheduled to vest, subject to continued employment, as follows: 25,747 shares on each of November 17, 2016 and November 17, 2017.