SEC Form 4 · accession 0001127602-16-061821
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mellody L Hobson
Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 2, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2016 | M | 32,654 | $18.375 | A | 163,743 | D | |
| Common Stock | holding | — | — | — | 283,146 | I | By The GWL Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $18.375 | Sep 1, 2016 | M | 32,654 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 32,654 | 0 | D |
Explanation of responses
- F1Includes 39 deferred stock units acquired on November 27, 2015, 42 deferred stock units acquired on February 19, 2016, 45 deferred stock units acquired on May 20, 2016 and 45 deferred stock units acquired on August 19, 2016, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.
- F2Exercise price and number of shares/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.