SEC Form 4 · accession 0001127602-16-055470
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Myron E Ullman III
Director
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2016 | M | 20,000 | $18.375 | A | 34,000 | D | |
| Common StockF2 | Jun 9, 2016 | S | 20,000 | $55.4635 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3,F4 | $18.375 | Jun 9, 2016 | M | 20,000 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 20,000 | 12,654 | D |
Explanation of responses
- F1On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split.
- F2This transaction was executed in multiple trades at prices ranging from $55.46 to $55.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.
- F4The option, representing the right to buy a total of 32,654 shares (adjusted to reflect the stock split), became exercisable in one increment on November 20, 2007.