SEC Form 4 · accession 0001127602-16-053982
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Bradley
Director
Period of report
May 27, 2016
Accepted (ET)
May 31, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2016 | M | 12,654 | $18.375 | A | 57,417 | D | |
| Common StockF2 | May 27, 2016 | S | 12,654 | $55.3407 | D | 44,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $18.375 | May 27, 2016 | M | 12,654 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 12,654 | 0 | D |
Explanation of responses
- F1Includes 83 shares acquired on November 27, 2015, 90 shares acquired on February 19, 2016, and 95 shares acquired on May 20, 2016, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
- F2This transaction was executed in multiple trades at prices ranging from $55.32 to $55.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.