SEC Form 4 · accession 0001127602-15-033819
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard D Schultz
Officer — chairman and ceo · Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2015 | G | 2,000,000 | $0.00 | D | 29,943,339 | D | |
| Common Stock | Dec 4, 2015 | G | 2,000,000 | $0.00 | A | 2,000,000 | I | by spouse |
| Common Stock | Dec 8, 2015 | G | 200,000 | $0.00 | D | 29,743,339 | D | |
| Common Stock | Dec 8, 2015 | S | 162,099 | $62.227 | D | 29,581,240 | D | |
| Common Stock | holding | — | — | — | 1,355,000 | I | by spouse | |
| Common Stock | holding | — | — | — | 1,355,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 500,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 500,000 | I | by spouse | |
| Common Stock | holding | — | — | — | 550,181 | I | Family Owned LLC | |
| Common Stock | holding | — | — | — | 2,000,000 | I | by GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This total has been reduced to reflect the gift of 2,000,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 2,000,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary.